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I just wanted to share my feedback on the series 7 class that i took in nyc 8184, with david morris as the instructor. Finra series 6 securities licensing exam prep nrs fire. Nrs fire mastery exams for series 6, 7, 9, 63, 65 and 66 are designed to test your overall mastery of the concepts tested on securities exams. Knopman marks path to passing the series 7 on your first attempt. An experienced series 7 tutor in nyc can also help you with the exam s prerequisites.
American investment training offers licensing and broker test education for the series 7 exam. Candidates must pass the securities industry essentials sie exam and the series 7 exam to obtain the general securities representative registration. The smart sie program and its associated bundles are now available for purchase. Books and web questions for series 24, series 27, series 53, series 57, investment adviser series 65 and 66, and series. Preparing for the series 7 exam is a significant undertaking, one that requires dedication, planning and forethought right from the very beginning.
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Individuals who want to enter the securities industry to sell any type of securities must take the series 7 examinationformally known as the general securities representative examination. For more information about the sie and series 7 exams, refer to finra rule 1210 and finra rule 1220b2. The content from series 7 specialists is unique in two ways. Welcome to stcusa licensing exam prep designed from experience. The series 3 exam is for anyone who is going to act as an associated person, commodity trading adviser, commodity pool operator, introducing broker, or futur.
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